EVANNA BARBARA BAUER

EVANNA BARBARA BAUER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1832 WESTERN AVE, ALBANY, NY, 12203-4624.

EVANNA BARBARA BAUER has worked at LPL FINANCIAL LLC since November 09, 2012

Disclosure History

EVANNA BARBARA BAUER has 1 Disclosure Event(s).

Date: August 22, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $1,543.51
Judgment/Lien Type: Civil
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. ADVISOR WAS NOT AWARE OF THIS ISSUE UNTIL CONTACTED BY SPONSORING FIRM. DOCUMENTS INDICATE SPOUSE WAS SERVED HOWEVER THAT ISSUE IS BEING DISPUTED. AMOUNT IS EQUAL TO PRINCIPLE DEBT PLUS INTEREST AND COURT FEES. ADVISOR IS DISPUTING THIS JUDGMENT WITH THE COURTS.

More Information

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