EVELYN HARRISON DINKINS is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1275 SHILOW RD NW, STE 2321, KENNESAW, GA, 30144.
EVELYN HARRISON DINKINS has worked at AMERIPRISE FINANCIAL SERVICES, INC. since December 09, 1986
Disclosure History
EVELYN HARRISON DINKINS has 2 Disclosure Event(s).
Date: October 04, 2004 Category: Customer Dispute Allegations: THE CLIENT ALLEGED WHILE I WAS HER ADVISOR, BEGINNING IN 1998, HER IRA DID NOT RECEIVE ADEQUATE OVERSIGHT. AT ONE POINT, HER IRA WAS VALUED AT $250,000 AND NOW IS VALUED AT $116,000. Damage Amount Requested: $134,000.00 Broker Comment: WE FOUND THE ADVISOR SENT REGULAR LETTERS TO THE CLIENT REQUESTING SERVICE APPOINTMENTS. THE CLIENT RESPONDED IN 2000 STATING SHE DID NOT WISH TO HAVE AN APPOINTMENT AT THIS TIME. THE CLIENT CONTINUED TO MAKE IRA CONTRIBUTIONS BY MAIL AND IN HER INTERVIEW STATED SHE REVIEWED THE CONFIRMATIONS AND STATEMENTS NOTING THE RETURNS. WE FOUND NO EVIDENCE THE ADVISOR FAILED TO RESPOND TO THE CLIENT OR THAT THE CLIENT CONTACTED THE ADVISOR WITH CONCERNS REGARDING HER INVESTMENTS.
Date: July 07, 2003 Category: Customer Dispute Allegations: THE CLIENT FILED A COMPLAINT THROUGH THE SEC ALLEGING THE INVESTMENTS SHE PURCHASED WERE TOO COMPLEX AND UNSUITABLE GIVEN HER FINANCIAL SITUATION. FURTHER, SHE ALLEGED SHE WAS PUT IN MARGIN POSITION WITHOUT HER AUTHORIZATION. SHE CLAIMED SHE INITIALLY INVESTED OVER $468000.00 WHEN SHE BEGAN WORKING WITH ME IN 1997 AND SHE RECENTLY CLOSED HER ACCOUNTS AND RECEIVED "VITRUALLY NOTHING". Damage Amount Requested: $468,000.00 Broker Comment: THE FIRM FOUND THE CLIENT'S ALLEGATIONS WERE UNFOUNDED. THE SECURITIESSHE HELD IN HER ACCOUNT TRANSFERRED FROM HER PRIOR FIRM. IN ADDITION, SHE HAD A MARGIN BALANCE AT HER PREVIOUS FIRM. THE DECLINE IN HER PORTFOLIO WAS DUE TO CASH WITHDRAWALS MADE BY THE CLIENT. THESE WITHDRAWALS WERE MADE AT A MUCH FASTER PACE AND IN LARGER AMOUNTS ANTICIPATED. THE CLIENT ADMITTED TO NOT READING HER MONTHLY STATEMENTS AND TRACKING THE BALANCE OF HER ACCOUNTS.
More Information
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