EVERETT LYLE JOHNSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 520 GRAND AVE, OAKLAND, CA, 94610-3515.
EVERETT LYLE JOHNSON has worked at LPL FINANCIAL LLC since February 19, 2013
EVERETT LYLE JOHNSON has 3 Disclosure Event(s).
Date: August 08, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HER PURCHASE OF A REAL-ESTATE BASED TENANT-IN-COMMON INVESTMENT WAS UNSUITABLE AND THUS CAUSED HER TO LOSE MONEY. Damage Amount Requested: $763,324.00 Settlement Amount: $145,000.00 Broker Comment: CLAIMANTS SETTLED ALL CLAIMS FOR $145,000, HOWEVER ORCHARD SECURITIES, ONE OF THE SPONSERS OF THE REAL ESTATE SECURITIES, CONTRIBUTED $15,000 TOWARDS THIS SETTLEMENT AS A CO-RESPONDENT. CONSEQUENTLY, LIBERTY GROUP'S CONTRIBUTION TO THE SETTLEMENT WAS REDUCED TO $130,000.
Date: June 29, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES SHE WAS CHARGED EXCESSIVE FEES AND FAILURE TO FOLLOW INSTRUCTIONS TO LIQUIDATE SECURITIES AND PURCHASE MONEY MARKET FUND IN SEPTEMBER, 2008 Damage Amount Requested: $31,000.00
Date: June 12, 2009 Category: Customer Dispute Allegations: CLIENT PURCHASED INTERESTS IN TWO REAL ESTATE SECURITIES IN PRIVATE PLACEMENT TRANSACTIONS IN MARCH AND MAY OF 2006. CLIENT NOW ALLEGES THAT THE PRIVATE PLACEMENT MEMORANDUM FOR ONE SECURITY CONTAINS MISSTATEMENTS AND OMMISSIONS AND THAT RESPONDENTS SHOULD HAVE DETECTED SAME THROUGH DUE DILIGENCE. CLIENT ALLEGES FRAUD, MISREPRESENTATION, NEGLIGENCE, BREACH OF CONTRACT AND BREACH OF FIDUCIARY DUTY. Damage Amount Requested: $500,000.00 Settlement Amount: $122,500.00 Broker Comment: WE BELIEVE THE CLAIM IS WITHOUT MERIT.
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