EWA MARIA DOSTAL

EWA MARIA DOSTAL is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 10 S. DEARBORN, Floor 10, Chicago, IL, 60603.

EWA MARIA DOSTAL has worked at J.P. MORGAN SECURITIES LLC since December 06, 2016

Disclosure History

EWA MARIA DOSTAL has 2 Disclosure Event(s).

Date: July 26, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: My dog got a heat stroke and vet bills were over 20K

Date: February 28, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: My dog got a heat stroke and vet bills were over 20K

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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