EZRI SHECHTER is currently employed as a Broker and/or Investment Adviser at SPENCER-WINSTON SECURITIES CORPORATION located at 569 Jersey Ave, JERSEY CITY, NJ, 07302.
EZRI SHECHTER has worked at SPENCER-WINSTON SECURITIES CORPORATION since July 14, 2004
Disclosure History
EZRI SHECHTER has 4 Disclosure Event(s).
Date: October 10, 2012 Category: Customer Dispute Allegations: ACCOUNT ACTIVITY BETWEEN YEARS 2004 AND 2007.CUSTOMER ALLEGES UNATHORIZED TRADING, UNSUITABLE STOCK RECMMENDATIONS, MATERIAL OMMISSION OF FACT, PROFESSIONAL NEGLIGENCE, BREACH OF CONTRACT,BREACH OF FIDUCIARY DUTY, FAILURE TO FOLLOW INSTRUCTIONS. Damage Amount Requested: $185,000.00 Settlement Amount: $20,000.00 Broker Comment: allegations were false, while account was opened (close to five years)the customer never complained. Customer lodged a complaint approximately six years after the supposed grievance. I agreed to settle as cost to defend would have exceeded settlement amount.
Date: December 09, 2010 Category: Customer Dispute Allegations: [CUSTOMER] CLAIMS EXCESSIVE TRADING IN HIS ACCOUNT. Damage Amount Requested: $400,000.00 Settlement Amount: $100,000.00 Broker Comment: Customer had objective of market speculation and unfortunately lost money in the 2008 market down turn. Settled in mediation. Total agreed upon settlement was $100,000 divided upon multiple parties.
Date: April 20, 2004 Category: Customer Dispute Allegations: UNAUTHORIZED TRADING, SUITABLITY, CHURNING, BREACH OF FIDUCIARY DUTY. Damage Amount Requested: $150,000.00 Settlement Amount: $35,000.00 Broker Comment: I INTEND TO VIGOROULY DEFEND AGAINST THESE FALSE ALLEGATIONS.
Date: May 22, 2000 Category: Customer Dispute Allegations: CHURNING, UNSUITABILITY, BREACH OF FIDUCIARY DUTY. I DENY ALL CHARGES. THE ARBRITRATION IS CONTINUING. THE HEARING HAS BEEN SKEDULED. Damage Amount Requested: $200,000.00 Settlement Amount: $37,999.00
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for EZRI SHECHTER, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.