EZRI SHECHTER is currently employed as a Broker and/or Investment Adviser at SPENCER-WINSTON SECURITIES CORPORATION located at 569 Jersey Ave, JERSEY CITY, NJ, 07302.
EZRI SHECHTER has worked at SPENCER-WINSTON SECURITIES CORPORATION since July 14, 2004
EZRI SHECHTER has 4 Disclosure Event(s).
Date: October 10, 2012 Category: Customer Dispute Allegations: ACCOUNT ACTIVITY BETWEEN YEARS 2004 AND 2007.CUSTOMER ALLEGES UNATHORIZED TRADING, UNSUITABLE STOCK RECMMENDATIONS, MATERIAL OMMISSION OF FACT, PROFESSIONAL NEGLIGENCE, BREACH OF CONTRACT,BREACH OF FIDUCIARY DUTY, FAILURE TO FOLLOW INSTRUCTIONS. Damage Amount Requested: $185,000.00 Settlement Amount: $20,000.00 Broker Comment: allegations were false, while account was opened (close to five years)the customer never complained. Customer lodged a complaint approximately six years after the supposed grievance. I agreed to settle as cost to defend would have exceeded settlement amount.
Date: December 09, 2010 Category: Customer Dispute Allegations: [CUSTOMER] CLAIMS EXCESSIVE TRADING IN HIS ACCOUNT. Damage Amount Requested: $400,000.00 Settlement Amount: $100,000.00 Broker Comment: Customer had objective of market speculation and unfortunately lost money in the 2008 market down turn. Settled in mediation. Total agreed upon settlement was $100,000 divided upon multiple parties.
Date: April 20, 2004 Category: Customer Dispute Allegations: UNAUTHORIZED TRADING, SUITABLITY, CHURNING, BREACH OF FIDUCIARY DUTY. Damage Amount Requested: $150,000.00 Settlement Amount: $35,000.00 Broker Comment: I INTEND TO VIGOROULY DEFEND AGAINST THESE FALSE ALLEGATIONS.
Date: May 22, 2000 Category: Customer Dispute Allegations: CHURNING, UNSUITABILITY, BREACH OF FIDUCIARY DUTY. I DENY ALL CHARGES. THE ARBRITRATION IS CONTINUING. THE HEARING HAS BEEN SKEDULED. Damage Amount Requested: $200,000.00 Settlement Amount: $37,999.00
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