Faine Paula Beckerman is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 2050 South Patrick Dr, Ste B, Indian Harbour Beach, FL, 32937-4431.
Faine Paula Beckerman has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 13, 2017
Disclosure History
Faine Paula Beckerman has 6 Disclosure Event(s).
Date: November 30, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Account became past due and I requested to give me an amount that would settle the collection.
Date: November 20, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: The amount I settled for was less interest and late charges after I asked the account to be closed.
Date: October 28, 2016 Category: Financial Type: Compromise Disposition: This was paid by myself to the collection agency. I could not remove the mark in #5 Broker Comment: I requested the account to be closed. It was not and continued accruing interest and late fees. I settled for what I owed less the extra charges.
Date: August 03, 2015 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: I paid less what I felt were unfair and high interest late charges.
Date: August 08, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Sams offered me a settlement which I accepted.
Date: November 02, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABILILTY, OVERCONCENTRATION AND MISREPRESENTATION IN CONNECTION WITH INVESTMENT IN CRIMMI MAE. ALLEGED DAMAGES OF APPROXIMATELY $45,000. **ARBITRATION ALLEGATIONS: CLIENT ALLEGED UNSUITABILILTY, OVERCONCENTRATION AND MISREPRESENTATION IN CONNECTION WITH INVESTMENT IN CRIMMI MAE. Damage Amount Requested: $46,944.75 Broker Comment: ***CLAIM WAS DISMISSED AS TO FAINE BECKERMAN.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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