Faine Paula Beckerman is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 2050 South Patrick Dr, Ste B, Indian Harbour Beach, FL, 32937-4431.
Faine Paula Beckerman has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 13, 2017
Faine Paula Beckerman has 6 Disclosure Event(s).
Date: November 30, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Account became past due and I requested to give me an amount that would settle the collection.
Date: November 20, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: The amount I settled for was less interest and late charges after I asked the account to be closed.
Date: October 28, 2016 Category: Financial Type: Compromise Disposition: This was paid by myself to the collection agency. I could not remove the mark in #5 Broker Comment: I requested the account to be closed. It was not and continued accruing interest and late fees. I settled for what I owed less the extra charges.
Date: August 03, 2015 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: I paid less what I felt were unfair and high interest late charges.
Date: August 08, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Sams offered me a settlement which I accepted.
Date: November 02, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABILILTY, OVERCONCENTRATION AND MISREPRESENTATION IN CONNECTION WITH INVESTMENT IN CRIMMI MAE. ALLEGED DAMAGES OF APPROXIMATELY $45,000. **ARBITRATION ALLEGATIONS: CLIENT ALLEGED UNSUITABILILTY, OVERCONCENTRATION AND MISREPRESENTATION IN CONNECTION WITH INVESTMENT IN CRIMMI MAE. Damage Amount Requested: $46,944.75 Broker Comment: ***CLAIM WAS DISMISSED AS TO FAINE BECKERMAN.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for Faine Paula Beckerman, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More