FARID MOKHTARIAN is currently employed as a Broker and/or Investment Adviser at THE LEADERS GROUP, INC. located at 21515 HAWTHORNE BLVD, STE 1059, TORRANCE, CA, 90503.
FARID MOKHTARIAN has worked at THE LEADERS GROUP, INC. since October 05, 2009
FARID MOKHTARIAN has 3 Disclosure Event(s).
Date: October 04, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT A VARIABLE UNIVERSAL LIFE INSURANCE POLICY WAS NOT SUITABLE & THAT REGISTERED REPRESENTATIVE MISREPRESENTED THE DURATION & AMOUNT OF PREMIUM PAMENTS NEEDED TO KEEP THE POLICY IN FORCE
Date: June 26, 2003 Category: Customer Dispute Allegations: REGARDING THE 2002 PURCHASE OF A VARIABLE UNIVERSAL LIFE INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE PREMIUM PAYMENT. THE INSURED DID NOT ALLEGE ANY SPECIFIED DAMAGES HOWEVER, THE COMPANY'S GOOD FAITH DETERMINATION ESTIMATED THEM TO BE APPROXIMATELY $65,500.00. Damage Amount Requested: $65,500.00 Broker Comment: COMPANY DENIED THE CLAIM. THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.
Date: June 11, 1990 Category: Criminal Charges: OFFENSE OF PETTY THEFT Disposition: Pled guilty Amended Charges: EVENT DISMISSED NOT GUILTY Amended Charge Type: OTHER Amended Charge Amended Charge Disposition: Dismissed Broker Comment: COURT HAS DISMISSED/EXPUNGED RECORD. I AM REQUESTING FOR FINRA TO PLEASE REMOVE FROM RECORD.
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