FAYE LYNN BERUBE

FAYE LYNN BERUBE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 100 MIDDLE STREET, 1ST AND 3RD FLOORS, PORTLAND, ME, 04101.

FAYE LYNN BERUBE has worked at MORGAN STANLEY since May 17, 2013

Disclosure History

FAYE LYNN BERUBE has 2 Disclosure Event(s).

Date: March 19, 2018
Category: Judgment / Lien
Judgment/Lien Amount: $2,007.14
Judgment/Lien Type: Tax

Date: November 14, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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