FELICIA DEATRETTE ERWIN-SANDERS

FELICIA DEATRETTE ERWIN-SANDERS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2734 WAGONWHEEL DRIVE, CARROLLTON, TX, 75006-4756.

FELICIA DEATRETTE ERWIN-SANDERS has worked at LPL FINANCIAL LLC since January 31, 2011

Disclosure History

FELICIA DEATRETTE ERWIN-SANDERS has 1 Disclosure Event(s).

Date: January 11, 2011
Category: Customer Dispute
Allegations: ALLEGES UNSUITABLE VARIABLE ANNUITY PURCHASE IN JUNE 2009. CUSTOMER SEEKS TO SURRENDER POLICY WITHOUT INCURRING SURRENDER CHARGES. DAMAGES NOT SPECIFIED BUT REASONABLY BELIEVED TO BE IN EXCESS OF $5,000.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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