FELIX ALBERTO BARTOLOMEI

FELIX ALBERTO BARTOLOMEI is currently employed as a Broker and/or Investment Adviser at CUSO FINANCIAL SERVICES, L.P. located at 135 WEST CENTRAL AVENUE, SUITE 200, ORLANDO, FL, 32801.

FELIX ALBERTO BARTOLOMEI has worked at CUSO FINANCIAL SERVICES, L.P. since November 04, 2014

Disclosure History

FELIX ALBERTO BARTOLOMEI has 8 Disclosure Event(s).

Date: February 02, 2018
Category: Customer Dispute
Allegations: Client alleges, among other things, unsuitability, overconcentration, violations of securities laws and rules, fraud, breach of fiduciary duty, breach of good faith and fair dealings, negligence, failure to supervise, breach of contract, and gross and wanton negligence (Puerto Rico open-end funds and closed end funds). Includes request for punitive damages, interest, costs and fees, disgorgement of commission and rescission.
Damage Amount Requested: $167,076.67
Broker Comment: Felix Bartolomei is not a named respondent to this arbitration. The claims are believed to stem from the unprecedented turmoil experienced in the Puerto Rico economy.

Date: October 24, 2017
Category: Customer Dispute
Allegations: Client alleges, among other things, overconcentration, unsuitability, breach of fiduciary duty, breach of contract, contractual negligence, fraud, constructive fraud, failure to supervise, and violations of securities laws and rules (Puerto Rico bonds and bond funds). Includes request for interest, and fees.
Damage Amount Requested: $325,000.00
Broker Comment: Felix Bartolomei is not a named respondent to this arbitration. The claims are believed to stem from the unprecedented turmoil experienced in the Puerto Rico economy.

Date: August 29, 2016
Category: Customer Dispute
Allegations: Client alleges breach of fiduciary duty, negligence, fraud, failure to supervise and breach of contract (Puerto Rico municipal bonds and closed-end funds).
Damage Amount Requested: $500,000.00
Broker Comment: FELIC BARTOLOMEI IS NOT A NAMED RESPONDENT TO THIS ARBITRATION

Date: June 16, 2016
Category: Customer Dispute
Allegations: Client alleges fraud, breach of fiduciary duty, breach of contract, negligence, negligent misrepresentation and omission, unsuitability, overconcentration, failure to supervise (Puerto Rico bonds and closed-end funds).
Damage Amount Requested: $50,000.00
Broker Comment: Felix Bartolomei is not a named respondent to this arbitration. **By order of the Panel dated, March 23, 2017, all claims except [client name] and [client name] were severed and dismissed without prejudice to be refiled as individual arbitration claims.**

Date: March 23, 2016
Category: Customer Dispute
Allegations: CLIENT ALLEGES BREACH OF FIDUCIARY DUTY, BREACH OF CONTRACT, CONTRACTUAL NEGLIGENCE, FRAUD AND CONSTRUCTIVE FRAUD, AND FAILURE TO SUPERVISE AND CONTROL (PUERTO RICO MUNICIPAL BONDS AND CLOSED-END FUNDS)
Damage Amount Requested: $400,000.00
Broker Comment: FELIX BARTOLOMEI IS NOT A NAMED RESPONDENT TO THIS ARBITRATION

Date: February 23, 2016
Category: Customer Dispute
Allegations: CLIENT ALLEGES BREACH OF FIDUCIARY DUTY, NEGLIGENCE, BREACH OF CONTRACT, FAILURE TO SUPERVISE AND UNSUITABLE INVESTMENTS.
Damage Amount Requested: $243,000.00
Settlement Amount: $35,000.00
Broker Comment: Felix Bartolomei is not a named respondent to this arbitration. As of 06/01/2017, the firm has settled this case for $35,000. The representative was not asked to contribute to the settlement.

Date: March 12, 2015
Category: Customer Dispute
Allegations: CLIENTS ALLEGE FRAUD, BREACH OF FIDUCIARY DUTY, BREACH OF CONTRACT, NEGLIGENCE, FRAUD AND FAILURE TO SUPERVISE (PUERTO RICO MUNICIPAL BONDS AND CLOSED-END FUNDS).
Damage Amount Requested: $300,000.00
Settlement Amount: $75,000.00
Broker Comment: FELIX BARTOLOMEI IS NOT A NAMED RESPONDENT TO THIS ARBITRATION. As of 4/4/2017, the firm has settled this case for $75,000. The representative was not asked to contribute to the settlement.

Date: May 28, 2014
Category: Customer Dispute
Allegations: CLIENTS ALLEGE FRAUD, BREACH OF FIDUCIARY DUTY, BREACH OF CONTRACT, NEGLIGENCE, NEGLIGENT MISREPRESENTATION AND OMISSION, UNSUITABILITY, OVER CONCENTRATION, FAILURE TO SUPERVISE (PUERTO RICO MUNICIPAL BONDS, CLOSED-END FUNDS.
Damage Amount Requested: $500,000.00
Settlement Amount: $30,000.00
Broker Comment: Felix Bartolomei is not named as a respondent to this arbitration. The firm has settled this case for $30,000. The representative was not asked to contribute to the settlement.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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