FELIX CHRISTOPHER MOY

FELIX CHRISTOPHER MOY is currently employed as a Broker and/or Investment Adviser at LOOMIS SAYLES DISTRIBUTORS, L.P. located at ONE FINANCIAL CENTER, BOSTON, MA, 02111.

FELIX CHRISTOPHER MOY has worked at LOOMIS SAYLES DISTRIBUTORS, L.P. since May 13, 2010

Disclosure History

FELIX CHRISTOPHER MOY has 1 Disclosure Event(s).

Date: July 12, 2010
Category: Customer Dispute
Allegations: COMPLAINT ALLEGES THE OFFERING DOCUMENTS, PURSUANT TO WHICH PLAINTIFF PURCHASED MORTGAGE BACKED SECURITIES FROM BEAR STEARNS IN 2005 THROUGH 2007, CONTAINED PURPORTED MISREPRESENTATIONS OR OMISSIONS. THE INDIVIDUAL IS NOT A NAMED DEFENDANT BUT IS ALLEGED TO HAVE BEEN INVOLVED IN THE OFFER OR SALE OF SECURITIES TO PLAINTIFF.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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