FIELDER JUDSON MATTOX

FIELDER JUDSON MATTOX is currently employed as a Broker and/or Investment Adviser at BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. located at 413 Ford Street, Golden, CO, 80403.

FIELDER JUDSON MATTOX has worked at BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. since August 23, 2016

Disclosure History

FIELDER JUDSON MATTOX has 2 Disclosure Event(s).

Date: December 14, 2011
Category: Employment Separation After Allegations
Firm Name: LPL FINANCIAL LLC
Termination Type: Discharged
Allegations: VIOLATION OF THE FIRM'S DOCUMENT SIGNATURE POLICY.

Date: September 07, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: I HAD THE UNFORTUNATE EXPERIENCE OF A MAJOR FAMILY MEDICAL SITUATION WHICH AFFECTED MY PRODUCTION FOR THE PAST YEAR. THE ISSUE IS RESOLVED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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