FILIP EARL WIELAND is currently employed as a Broker and/or Investment Adviser at PLANMEMBER SECURITIES CORPORATION located at 198 ATLANTIC BLVD, KEY LARGO, FL, 33037.
FILIP EARL WIELAND has worked at PLANMEMBER SECURITIES CORPORATION since August 04, 2008
Disclosure History
FILIP EARL WIELAND has 1 Disclosure Event(s).
Date: February 05, 1990 Category: Customer Dispute Allegations: 2/3/90 DOCKET 91-1171 AC -ACTS AND OMISSIONS ALLEGING NEGLIGENCE,BREACH OF FIDUCIARY DUTY. Damage Amount Requested: $10,000.00 Settlement Amount: $10,000.00 Broker Comment: $10,000 SETTLEMENT PAID BY GLEN FED AND RELEASEDOF ALL CLAIMS AGAINST FLIP WIELAND AND GLENFED.THIS CASE NEVER WENT TO ARBITRATION AND WASSETTLED WITHOUT PROCEEDINGS. CUSTOMER TRANSACTIONS WERE FULLYDISCLOSED WITH CUSTOMER HAVING FULL KNOWLEDGE OF SALES CHARGESAND FLUCTUATING SHARE PRICE. ALL EXCHANGES WERE DONE ON ANUNSOLICITED BASIS WITH CUSTOMER PRESENT WHEN EXCHANGES WEREEXECUTED BY PHONE.
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