FILIPE NELSON NAVESSE

FILIPE NELSON NAVESSE is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556-8757.

FILIPE NELSON NAVESSE has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since August 21, 2014

Disclosure History

FILIPE NELSON NAVESSE has 3 Disclosure Event(s).

Date: March 29, 2018
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: RR entered in to compromise through the process of debt consolidation.

Date: July 03, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: RR entered in to compromise through the process of debt consolidation.

Date: January 24, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: RR entered in to compromise through the process of debt consolidation.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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