FLAVIO RAFAEL GONZALEZ

FLAVIO RAFAEL GONZALEZ is currently employed as a Broker and/or Investment Adviser at BOLTON GLOBAL CAPITAL located at 50 MORRISON RD., SUITE B, BROWNSVILLE, TX, 78520.

FLAVIO RAFAEL GONZALEZ has worked at BOLTON GLOBAL CAPITAL since February 29, 2008

Disclosure History

FLAVIO RAFAEL GONZALEZ has 2 Disclosure Event(s).

Date: October 30, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $47,800.00
Judgment/Lien Type: Tax
Broker Comment: IN PROGRESS OF HEARING WITH THE IRS

Date: November 02, 2005
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES FA FAILED TO FOLLOW INSTRUCTIONS.
Damage Amount Requested: $18,923.64
Broker Comment: UPON INVESTIGATION THE COMPLAINT WAS FOUND TO BE WITHOUT MERIT AND WAS DENIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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