FLOYD LEE JONES

FLOYD LEE JONES is currently employed as a Broker and/or Investment Adviser at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located at 1215 JOHNSON AVE, STE 2, BRIDGEPORT, WV, 26330.

FLOYD LEE JONES has worked at MUTUAL OF OMAHA INVESTOR SERVICES, INC. since October 17, 2016

Disclosure History

FLOYD LEE JONES has 2 Disclosure Event(s).

Date: June 05, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 12, 2003
Category: Criminal
Charges: AGGRAVATED RAPE
Disposition: CHARGE WAS REFUSED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for FLOYD LEE JONES, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.