FOSTER SCOTT PERKINS

FOSTER SCOTT PERKINS is currently employed as a Broker and/or Investment Adviser at FIRST FINANCIAL EQUITY CORPORATION located at 5005 LBJ FREEWAY, SUITE 1410, DALLAS, TX, 75244.

FOSTER SCOTT PERKINS has worked at FIRST FINANCIAL EQUITY CORPORATION since July 14, 2015

Disclosure History

FOSTER SCOTT PERKINS has 2 Disclosure Event(s).

Date: August 20, 1976
Category: Regulatory
Initiated By: SECURITIES EXCHANGE COMMISSION
Allegations: VIOLATIONS OF SECTIONS 10(B)5 AND 10(B)13
Resolution: Consent SanctionDetails:
Sanctions: Cease and Desist/Injunction Sanction Details: ORDER OF PERMANENT INJUNCTION AND ANCILLARY RELIEF WAS FILED. ENJOINING ME FROM VIOLATING SECTIONS 10(B)5 AND 10(B)13 OF THE "SECURITIES EXCHANGE ACT OF 1934"

Date: August 19, 1976
Category: Civil

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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