FRANCES KAIMIHAU WRIGHT is currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 745 Fort St, Ste 1614, Honolulu, HI, 96813.
FRANCES KAIMIHAU WRIGHT has worked at SUMMIT BROKERAGE SERVICES, INC. since September 01, 2016
Disclosure History
FRANCES KAIMIHAU WRIGHT has 2 Disclosure Event(s).
Date: April 08, 2010 Category: Employment Separation After Allegations Firm Name: SECURITIS AMERICA, INC. Termination Type: Permitted to Resign Allegations: FAILURE TO FOLLOW FIRM POLICIES AND PROCEDURES RELATING TO CUSTOMER PRIVACY AND FAILING TO COMPLY WITH THE TERMS OF THE REPRESENTATIVE AGREEMENT.
Date: April 27, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT IN JANUARY 2008, THE ANNUITY PRODUCT SOLD TO HER WAS INAPPROPRIATE FOR HER CURRENT FINANCIAL NEEDS. Damage Amount Requested: $22,555.00
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