FRANCES A. ZITKO

FRANCES A. ZITKO is currently employed as a Broker and/or Investment Adviser at CITIGROUP GLOBAL MARKETS INC. located at CITI RETAIL BANKING, 100 Citibank Drive, San Antonio, TX, 78245.

FRANCES A. ZITKO has worked at CITIGROUP GLOBAL MARKETS INC. since May 29, 2007

Disclosure History

FRANCES A. ZITKO has 1 Disclosure Event(s).

Date: January 09, 2012
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT WHEN HE AND THE FA "SPOKE ON THE PHONE [THEY] AGREED THAT [HE] WOULD NOT CASH OUT OF THE POSITIONS." HE SAW THAT "THOSE TRANSACTIONS WERE PROCESSED AND [HE] HAS NOW LOST SEVERAL THOUSAND DOLLARS AS A RESULT." 11/2011 DAMAGES NOT SPECIFIED.
Settlement Amount: $12,428.98
Broker Comment: CLAIM SETTLED TO AVOID POTENTIAL COSTS AND UNCERTAINTIES ASSOCIATED WITH LITIGATION OR ARBITRATION.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for FRANCES A. ZITKO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.