FRANCESCA MARIA BANCI is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 333 EARLE OVINGTON BLVD, STE 903, MITCHEL FIELD, NY, 11553-3620.
FRANCESCA MARIA BANCI has worked at AMERIPRISE FINANCIAL SERVICES, INC. since December 12, 1995
Disclosure History
FRANCESCA MARIA BANCI has 1 Disclosure Event(s).
Date: January 06, 2009 Category: Customer Dispute Allegations: THE CLIENTS ALLEGED THEIR INVESTMENT IN AUCTION RATE PREFERRED SECURITIES ("ARPS") WAS NOT THEIR CHOICE AND THEY WERE MADE AWARE OF THE LIQUIDITY RISKS. THE ARPS WERE PURCHASED IN NOVEMBER 2007. Damage Amount Requested: $575,000.00 Broker Comment: OUR REVIEW FOUND FULL DISCLOSURE REGARDING THE AUCTION RATE PREFERRED SECURITY WAS PROVIDED TO THE CLIENT AT THE TIME OF HER PURCHASE. AFTER THEIR CLAIM WAS DENIED, CLIENTS LIQUIDATED THE INVESTMENT IN QUESTION AND RECEIVED 100% OF PRINCIPAL INVESTED PLUS INTEREST EARNED.
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