FRANCIS BARRY EDICK is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 5847 SAN FELIPE, #4300, HOUSTON, TX, 77057.
FRANCIS BARRY EDICK has worked at RAYMOND JAMES & ASSOCIATES, INC. since October 11, 2013
Disclosure History
FRANCIS BARRY EDICK has 2 Disclosure Event(s).
Date: June 10, 2002 Category: Customer Dispute Allegations: CLAIM ALLEGES UNSUITABILITY REGARDING MUNICIPAL BOND PURCHASES Damage Amount Requested: $9,000.00
Date: April 10, 1996 Category: Customer Dispute Allegations: PLAINTIFFS ALLEGED UNSUITABILITY, TRADES,BREACH FIDUCIARY DUTY, GROSS NEGILGENCE AND VIOLATIONS OF VARIOUS FEDERAL SECURITY LAW DURING 1993 AND 1994. DAMAGES ARE UNSPECIFIED. Settlement Amount: $50,000.00 Broker Comment: THE MATTER WAS SETTLED FOR $50,000. I HAD NOTHING TO DO WHAT SO EVER WITH THE TRANSACTIONS THE PLAINTIFF COMPLAIN ABOUT.
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