FRANCIS PATRICK GEMINO is currently employed as a Broker and/or Investment Adviser at HENLEY & COMPANY LLC located at 1290 RXR PLAZA, UNIONDALE, NY, 11556.
FRANCIS PATRICK GEMINO has worked at HENLEY & COMPANY LLC since September 22, 2004
Disclosure History
FRANCIS PATRICK GEMINO has 1 Disclosure Event(s).
Date: January 17, 1990 Category: Regulatory Initiated By: MASSACHUSETTS Allegations: GEMINO FAILED TO REASONABLY SUPERVISE BY ALLOWING AN UNREGISTERED INDIVIDUAL TO TRADE. Resolution: Order SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $1,000.00 Sanction Details: GEMINO ORDERED TO COMPLY WITH M.G.L. C. 110A AND PAY $1,000.00. Broker Comment: NOT PROVIDED
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