FRANCIS MICHAEL HYZDU is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at THE TOWERS AT KENWOOD, 8044 MONTGOMERY ROAD, Ste. 100W, CINCINNATI, OH, 45236.
FRANCIS MICHAEL HYZDU has worked at UBS FINANCIAL SERVICES INC. since August 02, 1988
Disclosure History
FRANCIS MICHAEL HYZDU has 2 Disclosure Event(s).
Date: March 26, 1992 Category: Customer Dispute Allegations: UNSUITABILITY BREACH OF FIDUCIARY DUTY,VIOLATION OF 29 U.S.C. 1104 (C) (1) (ERISA). ALLEGED DAMAGES#135,000.00, PUNITIVE-$250,000.00 Damage Amount Requested: $135,000.00 Settlement Amount: $25,000.00 Broker Comment: SHEARSON IS PAYING OUT $25,000.00. F.C. DID NOTCONTRIBUTE TOWARD SETTLEMENT. THE CHARGES AGAINST MR HYZDU WEREDROPPED.Not Provided
Date: March 06, 1987 Category: Regulatory Initiated By: CHICAGO BOARD OPTIONS EXCHANGE Resolution: Consent SanctionDetails: Sanctions: Censure Broker Comment: HYZDU WAS CENSURED BY THE CBOE ON 3/6/87.
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