FRANCIS DEWEY MUNDWILLER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 1 MID RIVERS MALL DR, STE 258, SAINT PETERS, MO, 63376.
FRANCIS DEWEY MUNDWILLER has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since August 29, 2003
Disclosure History
FRANCIS DEWEY MUNDWILLER has 3 Disclosure Event(s).
Date: August 08, 2005 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THAT, IN 1998, THE FEES ASSOCIATED WITH MANAGING THEIR ACCOUNTS WAS MISREPRESENTED TO THEM. Damage Amount Requested: $140,000.00 Settlement Amount: $68,376.43
Date: May 03, 1999 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THAT IN 1998, MR MUNDWILLER, WHILE EMPLOYED WITH MSDW, RECOMMENDED SHORT SELLING OFSTOCK POSITIONS. CUSTOMERS ALLEGE DAMAGES OF $813,000. Damage Amount Requested: $813,000.00 Settlement Amount: $184,500.00
Date: April 05, 1999 Category: Customer Dispute Allegations: MISREPRESENTATION OF A ZARO COUPON BOND 11/20/1990. Damage Amount Requested: $34,000.00
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