FRANCIS ANTHONY PEASCHEK

FRANCIS ANTHONY PEASCHEK is currently employed as a Broker and/or Investment Adviser at BRIGHTHOUSE SECURITIES, LLC located at 3476 Flanders Drive, Yorktown Heights, NY, 10598.

FRANCIS ANTHONY PEASCHEK has worked at BRIGHTHOUSE SECURITIES, LLC since March 06, 2017

Disclosure History

FRANCIS ANTHONY PEASCHEK has 1 Disclosure Event(s).

Date: October 13, 2015
Category: Employment Separation After Allegations
Firm Name: Allianz Life Financial Services, LLC
Termination Type: Discharged
Allegations: Concern that registered representative was violating the firm's following policies: personal email accounts for business purposes, electronic and hard copy security, confidentiality, and the firm's Code of Conduct.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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