FRANCIS J PERNA

FRANCIS J PERNA is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 450 ESSJAY ROAD, SUITE 100, WILLIAMSVILLE, NY, 14221.

FRANCIS J PERNA has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

FRANCIS J PERNA has 1 Disclosure Event(s).

Date: October 21, 1992
Category: Customer Dispute
Allegations: ALLEGING UNSUITABILITY OF CERTAIN INVESTMENTSAND SEEKING DAMAGES OF OF $23K PLUS INTEREST.
Damage Amount Requested: $20,000.00 Damages Granted: $1,100.00
Broker Comment: AWARD AGAINST PARTY. AWARD AMOUNT $1,100.00RELIEF REQUEST HAS BEEN DENIED IN FULL.Not Provided

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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