FRANCIS MICHAEL VITALE

FRANCIS MICHAEL VITALE is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 38083 WEST SPAULDING, SUITE 205, WILLOUGHBY, OH, 44094.

FRANCIS MICHAEL VITALE has worked at AXA ADVISORS, LLC since August 15, 2012

Disclosure History

FRANCIS MICHAEL VITALE has 1 Disclosure Event(s).

Date: January 07, 2009
Category: Criminal
Charges: SECTION 2913.02 THEFT, 1ST DEGREE MISDEMEANOR
Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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