FRANK LAWRENCE AGRON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 7400 W 130TH ST STE 200, OVERLAND PARK, KS, 66213.
FRANK LAWRENCE AGRON has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
Disclosure History
FRANK LAWRENCE AGRON has 1 Disclosure Event(s).
Date: February 13, 1990 Category: Employment Separation After Allegations Firm Name: PAINEWEBBER, INC. Termination Type: Discharged Allegations: NO. 91-01408 (NASD ARBITRATION #)THE ALLEGATION AGAINST ME WAS: "TERMINATED ASA RESULT OF AN INTERNAL INVESTIGATION IN WHICH HE WAS SUSPECTOF FORGING A 412 ACCOUNT TRANSFER FORM FOR CLIENT [CUSTOMER][ACCT #]. MR. AGRON DENIED THE ABOVE ALLEGATIONS. Broker Comment: FRANK L. AGRON (CLAIMANT) FOUND TO BE INNOCENTOF ALL CHARGES AND ALLEGATIONS MADE BY PAINE WEBBER. P.WEBBER'S TERMINATION OF CLAIMANT, FRANK L. AGRON WAS IMPROPER,WRONGFUL & CAUSED CLAIMANT ACTUAL DAMAGES. PAINE WEBBER'SSEIZURE OF CLAIMANT'S PERSONAL ACCOUNTS WAS WITHOUTAUTHORIZATION, PAINE WEBBER UNJUSTLY INTERFERED WITH BUSINESSOF RELIEF TO CLAIMANT, FRANK L. AGRON, AS FOLLOWS: RELEASE &TRANSFER ALL ACCOUNTS OF FRANK L. AGRON. FREE OF ANY DEBTSRELATING TO ACCELERATION OF ACA NOTE CAUSED BY TERMINATION; PAYCLAIMANT $50,000 ACTUAL DAMAGES FOR DEBITING & FREEZING OFCLAIMANTS PERSONAL ACCOUNTS BY PAINE WEBBER; CLAIMANT RELEASEDFROM LIABILITY RELATING TO ACA NOTE, PAINE WEBBER IS LIABLE TO& SHALL PAY FRANK AGRON $240,000.00 IN SATIFACTION OF REMAININGCLAIMS. COSTS--EACH PAYS THEIR OWN FORUM FEE, COURT COSTS &ATTORNEY'S FEES.SUMMARY OF PROCEEDING IN NASD AWARD & LETTER TOPRUDENTIAL SECURITIES,INC. EXPLAINING NASD AWARD AND SUBSEQUENTAPPEALS - ALL OF WHICH FRANK L. AGRON UNANIMOUSLY WON.
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