FRANK BARKANIC

FRANK BARKANIC is currently employed as a Broker and/or Investment Adviser at EF LEGACY SECURITIES, LLC located at 1800 DIAGONAL ROAD, SUITE 480, ALEXANDRIA, VA, 22314.

FRANK BARKANIC has worked at EF LEGACY SECURITIES, LLC since October 17, 2016

Disclosure History

FRANK BARKANIC has 1 Disclosure Event(s).

Date: January 30, 2011
Category: Criminal
Charges: ATTEMPT-POSSESSION FICTITIOUS ID OR LICENSE
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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