FRANK PAUL BAVARO

FRANK PAUL BAVARO is currently employed as a Broker and/or Investment Adviser at NORTH SOUTH CAPITAL, LLC located at 1180 Avenue of the Americas, Suite 841, 8th Floor, New York, NY, 10036.

FRANK PAUL BAVARO has worked at NORTH SOUTH CAPITAL, LLC since November 27, 2017

Disclosure History

FRANK PAUL BAVARO has 2 Disclosure Event(s).

Date: April 11, 2000
Category: Regulatory

Date: March 03, 1999
Category: Employment Separation After Allegations
Firm Name: WILLIAMS CAPITAL GROUP, L.P.
Termination Type: Discharged
Allegations: Not ProvidedI CHANGED A TIME CLOCK TO A PRIOR DATE TOSHOW A CANCELLED ORDER.
Broker Comment: REMOVED FROM MY POSITION AS SENIOR VICEPRESIDENT AT WILLIAMS CAPITAL.Not Provided

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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