FRANK CALVIN CARPENTER is currently employed as a Broker and/or Investment Adviser at LINCOLN INVESTMENT located at 1425 JEFFERSON ROAD, ROCHESTER, NY, 14623.

FRANK CALVIN CARPENTER has worked at LINCOLN INVESTMENT since January 03, 2017

Disclosure History

FRANK CALVIN CARPENTER has 1 Disclosure Event(s).

Date: May 29, 2015
Category: Financial
Type: Compromise
Broker Comment: Rep has agreed to pay $721.35 monthly for 52 months, commencing 06/08/2015.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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