FRANK JOHN CASLER

FRANK JOHN CASLER is currently employed as a Broker and/or Investment Adviser at FARMERS FINANCIAL SOLUTIONS, LLC located at 1451 STATE HIGHWAY 5S, AMSTERDAM, NY, 12010.

FRANK JOHN CASLER has worked at FARMERS FINANCIAL SOLUTIONS, LLC since February 11, 2015

Disclosure History

FRANK JOHN CASLER has 1 Disclosure Event(s).

Date: August 05, 2013
Category: Customer Dispute
Allegations: CLIENT ALLEGES FINANCIAL ADVISOR MISREPRESENTED THE MARKET FLUCTUATION ON THE FIRST TRUST UNIT 4016 NY MUNI INCOME SELECT INVESTMENT TRUST (CUSIP # 30273S204) HE PURCHASED ON FEBRUARY 19, 2013 FOR $150,000.
Damage Amount Requested: $22,558.11

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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