FRANK THOMAS DINEEN

FRANK THOMAS DINEEN is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 1216 DAWSON RD, STE 106, ALBANY, GA, 31707.

FRANK THOMAS DINEEN has worked at PFS INVESTMENTS INC. since April 15, 1982

Disclosure History

FRANK THOMAS DINEEN has 5 Disclosure Event(s).

Date: May 10, 2016
Category: Regulatory

Date: April 06, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $1,676,820.00
Judgment/Lien Type: Tax
Broker Comment: 2012 FEDERAL TAX LIEN

Date: October 11, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $1,400,512.00
Judgment/Lien Type: Tax
Broker Comment: 2011 FEDERAL TAX LIEN

Date: October 19, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $1,411,500.00
Judgment/Lien Type: Tax
Broker Comment: 2010 FEDERAL TAX LIEN

Date: August 02, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $359,071.00
Judgment/Lien Type: Tax
Broker Comment: 2010 STATE TAX LIEN

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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