FRANK ALBERT DONNELLY

FRANK ALBERT DONNELLY is currently employed as a Broker and/or Investment Adviser at THE GMS GROUP, LLC located at 2600 N Military Trail, Suite 400, BOCA RATON, FL, 33431.

FRANK ALBERT DONNELLY has worked at THE GMS GROUP, LLC since June 11, 2002

Disclosure History

FRANK ALBERT DONNELLY has 2 Disclosure Event(s).

Date: October 16, 2013
Category: Financial
Type: Bankruptcy
Disposition: SIPA Trustee Appointed

Date: June 02, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT BEGINNING IN 2005 THE ACCOUNT EXECUTIVE BREACHED HIS FIDUCIARY DUTY BY RECOMMENDING UNSUITABLE INVESTMENTS.
Damage Amount Requested: $500,000.00
Settlement Amount: $47,500.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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