FRANK ROSARIO FATO

FRANK ROSARIO FATO is currently employed as a Broker and/or Investment Adviser at SUNTRUST INVESTMENT SERVICES, INC. located at 4455 WILLARD AVENUE, CHEVY CHASE TOWERS, CHEVY CHASE, MD, 20815.

FRANK ROSARIO FATO has worked at SUNTRUST INVESTMENT SERVICES, INC. since October 05, 2012

Disclosure History

FRANK ROSARIO FATO has 3 Disclosure Event(s).

Date: December 24, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 17, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 10, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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