Frank HANNA Kirk is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 4801 MAIN ST, KANSAS CITY, MO, 64112.
Frank HANNA Kirk has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since May 22, 2009
Disclosure History
Frank HANNA Kirk has 1 Disclosure Event(s).
Date: May 03, 1995 Category: Customer Dispute Allegations: FRAUD AND MISREPRESENTATION,NEGLIGENCE,BREACHOF CONTRACT, AND VIOLATION OF NASD RULES, BREACH OF FIDUCIARYDUTY. Damage Amount Requested: $289,595.00 Settlement Amount: $170,000.00 Broker Comment: Not ProvidedTHE FIRM SETTLED THE COMPLAINT TO AVOID EXPENSEOF LITIGATION FOR THE AMOUNT OF $95,000. THE APPLICANT DID NOTCONTRIBUTE TO THE SETTLEMENT.
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