FRANK ANTHONY LANDINO is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 565 WASHINGTON AVE STE 1, NORTH HAVEN, CT, 06473.
FRANK ANTHONY LANDINO has worked at CETERA ADVISOR NETWORKS LLC since August 04, 2014
Disclosure History
FRANK ANTHONY LANDINO has 1 Disclosure Event(s).
Date: June 21, 2002 Category: Customer Dispute Allegations: CLIENTS PURCHASED 3 MUTUAL FUNDS IN JULY 2000. THEY ALLEGE THAT THEIR GOAL WAS TO ACHEIVE GROWTH BUT TO "PRESERVE THE INITIAL PRINCIPAL." THE CLIENTS FURTHER ALLEGE THAT MR. LANDINO FAILED TO PROVIDE ADEQUATE ONGOING SERVICE AS THEIR INVESTMENTS DECLINED IN VALUE. Damage Amount Requested: $5,000.00 Broker Comment: THE CLAIM WAS DENIED BY SECURITIES SERVICE NETWORK. ALL ACCOUNT DOCUMENTATION REFLECTS AN "OBJECTIVE" OF GROWTH/AGRESSIVE GROWTH AND A "RISK TOLERANCE" OF HIGH. IN ADDITION THE CLIENTS SIGNED SEVERAL DISCLOSURE FORMS ATTESTING TO THEIR UNDERTANDING OF THE FEES AND RISKS ASSOCIATED WITH THEIR INVESTMENTS.
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