BrokerSearch

BrokerSearch

FRANK JOSEPH MURRY

FRANK JOSEPH MURRY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 8820 COLUMBIA 100 PARKWAY, STE 210, COLUMBIA, MD, 21045.

FRANK JOSEPH MURRY has worked at LPL FINANCIAL LLC since May 02, 2011

Disclosure History

FRANK JOSEPH MURRY has 2 Disclosure Event(s).

Date: May 14, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNAUTHORIZED AND UNSUITABLE TRADING.
Damage Amount Requested: $491,000.00 Damages Granted: $175,075.00

Date: May 03, 2000
Category: Customer Dispute
Allegations: [CUSTOMER] PURCHASED A STEP DOWN CD AND BELIEVES THAT THE PRODUCT WAS MISREPRESENTED.
Settlement Amount: $31,376.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for FRANK JOSEPH MURRY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

How to choose a broker or investment adviser. Learn More