FRANK ARTHUR SHATTUCK

FRANK ARTHUR SHATTUCK is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 3875 MERCEDES PLACE, CANFIELD, OH, 44406.

FRANK ARTHUR SHATTUCK has worked at CETERA ADVISOR NETWORKS LLC since September 03, 2013

Disclosure History

FRANK ARTHUR SHATTUCK has 2 Disclosure Event(s).

Date: February 16, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT IN MARCH OF 2000 MR. SHATTUCK ALLOCATED A PORTION OF MONIES INTO A FUND SHE NEVER APPROVED.
Damage Amount Requested: $55,000.00

Date: November 21, 2005
Category: Customer Dispute
Allegations: CLIENT IS ALLEGING THAT CUSTOMER IMPROPERLY MOVED MONIES IN CORPORATE AND PENSION RELATED ACCOUNTS WITHOUT PROPER CORPORATE OR TRUSTEE AUTHORIZATION.
Damage Amount Requested: $5,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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