FRANK THOMAS VANDY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1008 N BRIDGE STREET, YORKVILLE, IL, 60560.
FRANK THOMAS VANDY has worked at LPL FINANCIAL LLC since October 11, 2011
FRANK THOMAS VANDY has 2 Disclosure Event(s).
Date: April 01, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: I WAS IN A CAR ACCIDENT WHERE I WAS REAR ENDED AND WAS CLEARLY NOT AT FAULT. BECAUSE OF THIS I RECEIVED A SETTLEMENT FROM THE PERSON WHO WAS AT FAULT. WHEN MY ATTORNEY RECEIVED THE SETTLEMENT MONEY HE PAID OFF ALL THE MEDICAL BILLS THAT AROSE FROM THE ACCIDENT, WHILE PAYING THESE OFF HE NEGOIATED FOR A LOWER PAYOFF OF MEDICAL BILLS TO MAXIMIZE THE AMOUNT OF THE SETTLEMENT THAT WOULD GO TO ME DIRECTLY. HE DID THIS WITHOUT MY KNOWLEDGE, AND I ONLY WAS MADE AWARE OF THIS ON 8/17/2012.
Date: November 19, 1996 Category: Criminal Charges: 1 COUNT OF MISDEMEANOR THEFT - PLEAD GUILTY1 COUNT OF MISDEMEANOT POSSESION OF ALCOHLIC BEVERAGE - PLEAD GUILTY; 1 COUNT MISDEMEANOR POSSESSION OF DRUG PARAPHERNALIA - DISMISSED Charge Type: MISDEMEANOR Disposition: 1 COUNT OF THEFT, CONVICTED ON 1/14/97, $150.00 FINE AND 2 YEARS OF COURT SUPERVISION;1 COUNT OF POSSESION OF ALCOHOLIC BEVERAGE BY A MINOR, CONVICTED ON 1/14/1997, $150.00 FINE1 COUNT MISDEMEANOR POSSESSION OF DRUG PARAPHERNALIA - DISMISSED*IN ADDITION-HAD TO PAY COURT COST-2 YEARS COURT SUPERVISON ENDED 3/22/1999 Broker Comment: AS A PRANK, I TOOK A PHONE THAT WAS NOT BEING USED AT MY SCHOOL, I PUT THE PHONE IN MY DROOR AND FORGOT ABOUT. I WAS THAN CAUGHT WITH A BEER IN MY DORM ROOM AND WHEN THEY WERE SEARCHING MY ROOM THEY FOUND THE PHONE.
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