FRANK MILES VENDITTI

FRANK MILES VENDITTI is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 49 NORTH 400 WEST, SALT LAKE CITY, UT, 84101.

FRANK MILES VENDITTI has worked at FIDELITY BROKERAGE SERVICES LLC since August 22, 2015

Disclosure History

FRANK MILES VENDITTI has 4 Disclosure Event(s).

Date: August 02, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 22, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 16, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 12, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for FRANK MILES VENDITTI, click here.

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