FRANK HOWARD ZITO

FRANK HOWARD ZITO is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1022 HIGHLAND COLONY PKWY, RIDGELAND, MS, 39157.

FRANK HOWARD ZITO has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 08, 2010

Disclosure History

FRANK HOWARD ZITO has 2 Disclosure Event(s).

Date: May 16, 2018
Category: Customer Dispute
Allegations: The Customer alleges selling away and unsuitable investment recommendations from 2013 until January 2018.
Damage Amount Requested: $571,000.00

Date: August 12, 2008
Category: Customer Dispute
Allegations: ALLEGED MISREPRESENTATION OF THE PIONEER DIVERSIFIED INCOME FUND BY REP.
Damage Amount Requested: $140,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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