FRANKLIN DEXTER ROBBINS

FRANKLIN DEXTER ROBBINS is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 7892 N BLACKSTONE AVE, FRESNO, CA, 93720.

FRANKLIN DEXTER ROBBINS has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012

Disclosure History

FRANKLIN DEXTER ROBBINS has 2 Disclosure Event(s).

Date: September 03, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABILITY IN CONNECTION WITH THE PURCHASE OF A FNMA BOND PURCHASED IN APRIL 2008.
Damage Amount Requested: $6,000.00

Date: May 28, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION OF AMOUNT OF WITHDRAWALS PERMITTED FROM VARIABLE ANNUITY WITHOUT PENALTIES OR MONETARY LOSS OCCURRING IN DECEMBER 2007.
Broker Comment: ANNUITY CARRIER, PACIFIC LIFE, REINSTATED THE CUSTOMER'S WITHDRAWAL OF $9,000.00 ON JUNE 18, 2008 AND ADJUSTED THE PROCTECTED PAYMENT BASE, NO COST OT CUSTOMER OR THE FIRM.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for FRANKLIN DEXTER ROBBINS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.