FRED BOUDIAB CARTER is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 4905 BERL DRIVE, SUITE 1, SAGINAW, MI, 48604.
FRED BOUDIAB CARTER has worked at COMMONWEALTH FINANCIAL NETWORK since August 15, 2003
Disclosure History
FRED BOUDIAB CARTER has 2 Disclosure Event(s).
Date: September 28, 2015 Category: Financial Type: Compromise Broker Comment: Registered Representative was working with the lender to lock in a lower fixed rate. Lender required principal forgiveness to be part of this agreement. Registered Representative did not request the principal forgiveness, was not seeking or pursuing a principal forgiveness and asked the lender if the compromise could be removed from the agreement. Registered Representative was told it had to remain in order to get the lower fixed rate.
Date: April 17, 2007 Category: Judgment / Lien Judgment/Lien Amount: $57,533.00 Judgment/Lien Type: Tax Broker Comment: IN JULY, 2009, MR. CARTER RECEIVED A RELEASE LETTER AND THEREFORE THE LIEN WAS AMENDED FROM HIS FORM U4. MR. CARTER HAS COME TO UNDERSTAND THAT THIS LIEN WAS NOT RELEASED IN FULL AND THAT THE JUNE LETTER REPRESENTED A PARTIAL RELEASE.
More Information
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