FRED GERARD LORENZ is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 7 ROSZEL RD, PRINCETON, NJ, 08540.
FRED GERARD LORENZ has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 21, 1983
Disclosure History
FRED GERARD LORENZ has 2 Disclosure Event(s).
Date: May 20, 2005 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FA MADE UNSUITABLE INVESTMENTS. Broker Comment: MERRILL LYNCH FOUND [CUSTOMER'S] CLAIM TO BE WITHOUT MERIT.
Date: October 19, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES UNAUTHORIZED EXERCISE OF EMPLOYEE STOCK OPTIONS. NO DAMAGE AMOUNT SPECIFIED Broker Comment: THIS COMPLAINT WAS DENIED BY THE FIRM.
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