FRED WILLIAM SCHELLPEPER

FRED WILLIAM SCHELLPEPER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 100 North 34th Street, Suite F, Norfolk, NE, 68701.

FRED WILLIAM SCHELLPEPER has worked at LPL FINANCIAL LLC since November 19, 2015

Disclosure History

FRED WILLIAM SCHELLPEPER has 1 Disclosure Event(s).

Date: October 16, 2002
Category: Customer Dispute
Allegations: [FAMILY MEMBER], CLIENT'S DAUGHTER WHO HAS POA ON ACCOUNT, ALLEGES THAT CLIENT EXPRESSED REJECTION OF THE PRODUCT ALMOST IMMEDIATELY AFTER SALE AND ENCOUNTERED DELAY TACTICS BY REP
Settlement Amount: $38,279.31
Broker Comment: AMERITAS VARIABLE LIFE INSURANCE CO RESCINDED POLICY, WAIVED SURRENDER CHARGE AND RETURNED MONEY INVESTED TO CLIENT. REP RESPONSIBLE FOR $2301.00.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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