FREDERIC SCOTT GABER

FREDERIC SCOTT GABER is currently employed as a Broker and/or Investment Adviser at HORNOR, TOWNSEND & KENT, INC. located at 2 PARK AVE, SUITE 300, NEW YORK, NY, 10016.

FREDERIC SCOTT GABER has worked at HORNOR, TOWNSEND & KENT, INC. since August 10, 1989

Disclosure History

FREDERIC SCOTT GABER has 1 Disclosure Event(s).

Date: January 08, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES AGENT SOLD HIM A POLICY THAT IS COMPLETELY OUTSIDE OF HIS REQUESTED NEEDS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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