FREDERICK BARKER BLAGG

FREDERICK BARKER BLAGG is currently employed as a Broker and/or Investment Adviser at STEPHENS located at 161 TELEVISION HILL ROAD, HOT SPRINGS, AR, 71913.

FREDERICK BARKER BLAGG has worked at STEPHENS since September 21, 1999

Disclosure History

FREDERICK BARKER BLAGG has 1 Disclosure Event(s).

Date: August 21, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT THE REPRESENTATIVE NEVER EXPLAINED THE RISKS OR POSSIBILITY OF LOSSES WITH A MARGIN ACCOUNT.
Broker Comment: THE FIRM BELIEVES THERE IS NO EVIDENCE THAT THE ACCOUNT WAS MISHANDLED OR THAT ANY LOSS INCURRED WAS DUE TO THE HANDLING OF THE ACCOUNT.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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