FREDERICK WILLIAM BRISKER is currently employed as a Broker and/or Investment Adviser at VARIABLE INVESTMENT ADVISORS, INC. located at 4305 S. LOUISE AVE STE 101A, SIOUX FALLS, SD, 57106-3115.
FREDERICK WILLIAM BRISKER has worked at VARIABLE INVESTMENT ADVISORS, INC. since May 10, 2018
Disclosure History
FREDERICK WILLIAM BRISKER has 10 Disclosure Event(s).
Date: March 05, 2018 Category: Employment Separation After Allegations Firm Name: PARKLAND SECURITIES, LLC Termination Type: Discharged Allegations: The firm has reason to believe that the representative forged the signature of another insurance agent, and misrepresented the other agent as his employer, in connection with submitting his own disability claim form to an insurance company.
Date: April 07, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT IN MAY OF 2006, HE PURCHASED A VARIABLE UNIVERSAL LIFE POLICY AND HIS NOW CLAIMING THAT HE WAS UNAWARE THAT IT WAS LIFE INSURANCE. Damage Amount Requested: $12,000.00
Date: March 12, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT WHEN HE PURCHASED A VARIABLE ANNUITY IN SEPTEMBER 2000 HE WAS PROMISED A 7% GROWTH PER YEAR IN THE DEATH BENEFIT. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
Date: October 09, 2006 Category: Customer Dispute Allegations: FEBRUARY 1997 - ALLEGATIONS BREACH OF FIDUCIARY DUTY, MISREPRESENTATION AND NEGLIGENCE Damage Amount Requested: $25,000.00 Settlement Amount: $69,000.00
Date: February 23, 2000 Category: Customer Dispute Allegations: IN JANUARY 1996, [THIRD PARTY], A TENANT OF MY OFFICE, SOLD WHAT TURNED OUT TO BE AN UNREGISTERED SECURITY TO A PROSPECT WHO CAME INTO THE OFFICE. I HAD NEVER MET THE PROSPECT. Damage Amount Requested: $68,000.00
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