FREDERICK JACK DAWSON is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 1011 CENTRE ROAD, SUITE 110, WILMINGTON, DE, 19805.
FREDERICK JACK DAWSON has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since May 31, 1983
Disclosure History
FREDERICK JACK DAWSON has 1 Disclosure Event(s).
Date: February 17, 2009 Category: Customer Dispute Allegations: CLIENT STARTED WITH AN INITIAL INVESTMENT OF $50,000 THAT IS NOW DOWN TO APPROXIMATELY $30,000. THE INVESTMENT MONEY CAME FROM A HOME EQUITY LOAN. CLIENT REQUESTS TO BE MADE WHOLE. Damage Amount Requested: $20,000.00 Broker Comment: THE INVESTMENT SELECTION WAS COMPLETELY COMPATIBLE WITH THE ORIGINAL GOALS, OBJECTIVES AND RISK TEMPERAMENT OF [CUSTOMER]. HIS WIDELY DIVERSIFIED INVESTMENT ACCOUNT INITIALLY DID VERY WELL, UNTIL THE MARKET EXPERIENCED A REMARKABLE DOWNTURN. I INFORMED [CUSTOMER] OF THE HIGH RISK OF USING PROCEEDS OF A HOME EQUITY LOAN FOR SUCH AN INVESTMENT, HOWEVER HE STILL DECIDED TO OPEN THE ACCOUNT. I DID NOTHING WRONG."
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